SEC Contacts Resource

Useful Telephone Numbers & Email Addresses at the SEC

SEC Toll-Free Investor Information Service: To obtain free publications and investor alerts, complaint, and contact the SEC 1-800-SEC-0330

Information Line (General SEC Information): (202) 942-8088

Personnel Locator: (202) 942-4150

Affairs: For press inquiries (202) 942-0020

Public Reference: Obtain copies of public Commission records (202) 942-8090

Division of Corporation Finance, Office of Chief Counsel: (202) 942-2900

Division of Investment Management: See Division of Investment Management: Directory of Telephone Numbers and E-Mail Addresses

Division of Market Regulation, Office of Interpretation and Guidance: (202) 942-0069

EDGAR Filer Support (Office of Filings and Information Services): (202) 942-8900

EDGAR Filing Fee Information (Office of Filings and Information Services): (202) 942-8989

Filing Desk for Paper Filings (Office of Filings and Information Services): (202) 942-8050

Investor Assistance and Complaints: (202) 942-7040

Office of Municipal Securities: (202) 942-7300

Publications Unit: For obtaining blank copies of SEC forms (BD, 144, etc.) and other SEC publications. (202) 942-4040

Regional and District Offices: See SEC Addresses: HQ, Regional, and District Offices

Branch of Registrations and Examinations: (202) 942-8980

Office of the Secretary: (202) 942-7070

Office of Small Business – Small Business Ombudsman; Division of Corporation Finance: (202) 942-2950

Other SEC telephone numbers and email addresses: sec.gov/contact