SEC Resources

Download Forms

Credit Cards Authorization pdf – Credit Card Authorization form

Filing Procedurespdf - M2 Compliance EDGAR Filing Procedures

Downloadable SEC EDGAR forms

To view the complete SEC forms list please visit the SEC website.

Please Note: For M2 Compliance Microsoft Word worksheets, please contact us today and a M2 Compliance representative will send the document via email.

FORM ID: Uniform Application for Access Codes to obtain CCC & CIK.

Official SEC formpdf

FED WIRE: Instructions for Wire Transfer of Securities and Exchange Commission Filing Fees

Official SEC formpdf

FORM 3: Initial Statement of beneficial ownership of securities

Official SEC formpdf

FORM 4: Statement of changes of beneficial ownership of securities

Official SEC formpdf

FORM 5: Annual Statement of beneficial ownership of securities

Official SEC formpdf

Form 8-K: Current Report (Instructions included)

Official SEC formpdf

FORM 12b-25: Notification of Late Filing.

Official SEC formpdf

Schedule 13D: Abbr. version of Schedule 13D-available for use by a limited category of “persons”

Official SEC formpdf

Schedule 13G: Quarterly report of equity holdings by institutional investment managers.

Official SEC formpdf

FORM 13-H: Large Trader Reporting.

SEC Form 13HpdfSEC Rule 13h-1 pdf

FORM 144: Notice of proposed sale of securities pursuant to Rule 144 under the 1933 Securities Act.

Official SEC formpdf

Helpful EDGAR filing links

SEC Calendar – Calendar of major filing deadlines and SEC holidays

Fee Calculator – Calculate the fees applicable to your SEC registration statement

Free Section 16 filings – File your section 16 forms online for free at SEC website

Section 16 FAQ – Electronic reporting FAQ

SEC Contacts – Useful SEC telephone numbers

View SEC Filings – Search EDGAR database at

1933 Act – 1933 Securities Act Regulations and Forms

1934 Act – 1934 Securities Act Regulations and Forms

SEC SIC – SEC SIC Code Listing

Unused money – Instruction for requesting unused money from the SEC

Sarbanes-Oxleypdf – Full text of Sarbanes-Oxley Act of 2002 (upload document to M2 site)

Disclaimer: The forms and information available on this web site are provided as a courtesy. While every effort has been made to ensure the data included in this site is accurate, M2 Compliance, disclaims any responsibility for any inaccuracies or omissions.